Regulatory Affairs Specialist

Regulatory Affairs Specialist Job Description

The regulatory affairs specialist should have at least five years of experience working with regulatory compliance and a bachelor’s degree in business or a related field. Firms look for candidates who are detail-oriented, organized and strong critical thinkers with good communication and analytical skills.

Typical regulatory affairs specialist duties:

Developing, implementing and coordinating compliance with relevant federal, state, local and international regulations

Coordinating and preparing monthly, quarterly and annual regulatory reporting

Supporting and advising management and staff on regulatory-related questions

Tracking new trends in regulatory activities and keeping management up to date on relevant developments

Providing support to management and operations in preparing, coordinating and submitting regulatory reports

Preparing and managing the annual regulatory affairs budget

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Salary for Regulatory Affairs Specialist

78500 - 109750

25th percentile

78500

The candidate is new to the role and building the needed skills, experience and autonomy.

50th percentile

97250

The candidate has the experience to perform core responsibilities without direct supervision and is comfortable with the role’s processes and subject matter.

75th percentile

109750

The candidate delivers value beyond the stated job duties, has advanced qualifications and experience, and is ready for the next career level.

Projected salaries for related positions

Position title

25th percentile

50th percentile

75th percentile

Chief Compliance Officer – Financial Services

169750

196250

229500

Compliance Officer – Financial Services

97750

131750

144500

Compliance Manager – Financial Services

87500

119000

140750

Compliance Analyst – Financial Services

79000

100250

113000

Anti-Money Laundering (AML) Specialist

71750

90250

104250

Fraud Investigator

63250

79750

92000

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